Archive for the ‘Kansas’ Category

Kansas Case Highlights Paradigm Conflict

Thursday, December 20th, 2007
Lenexa, Kansas resident James A. Freese, 35, has begun serving an 86 month prison sentence.  His path to the jail cell speaks to the vulnerability of investors to anyone with a license to sell securities or to act as an investment adviser. Freese ran AFG Capital Management, Inc. in the Kansas City suburb of Overland Park, Kansas.   In explaining what Freese did, Kansas Securities Commissioner Chris Biggs said:  (more…)