Archive for the ‘Collateralized Debt Obligations’ Category

SEC Eyes Merrill, Morgan Stanley and Others in Subprime Probe

Monday, February 11th, 2008

The SEC has assembled a subprime working group of about 100 enforcement attorneys to look into whether banks and brokerage firms violated the federal securities laws in how they packaged sub-prime loans, how they valued those securities, and how they disclosed (or not) the risks of such securities to retail investors.  Morgan Stanley and Merrill Lynch have disclosed that are among the brokerage firms that the SEC is investigating. (more…)




About Us | Threats from Brokers | Investors at Risk | Our Services | Place an Order | FAQs | Terms of Use | Privacy Policy
Copyright © 2007 Investor's Watchdog. All rights reserved.
Web Site by Blakfire