BROKERSNAPSHOT® Report
A BrokerSnapshot® report provides basic protection against a stockbroker or investment broker with a history of customer abuse. The report includes the details of any customer complaints or regulatory actions against a stockbroker you are currently using or thinking of using, helping you safeguard your money against similar misconduct or excessive risk.
The centerpiece of a BrokerSnapshot report is the Investor’s Watchdog Broker Safety Rating (40-80), calculated by applying IW’s SEC Enforcement experience to a review of the stockbroker’s education, employment, and disciplinary history, a search of the IW broker database, and a review of customer evaluations of the broker.
Call IW for discounts on multiple reports, 1-866-423-WDOG.
Features
Search of the Investor’s Watchdog Broker Database
Report on the stockbroker’s employment and disciplinary history
Report on investor evaluations of the stockbroker
Details of any investor complaints and/or regulatory actions against the stockbroker
IW Broker Safety Rating based on U.S. SEC enforcement experience
Price: $39
