More investor protection services

QualifEye™

Winnow Plus™

Constant Patrol™

BrokerSnapshot™ Report

A BrokerSnapshot™ report provides basic protection. The centerpiece of a BrokerSnapshot report is the Investor’s Watchdog Broker Safety Rating (40-80), calculated by applying IW’s SEC Enforcement experience to a review of the broker’s education, employment, and disciplinary history, a search of the IW broker database, and a review of customer evaluations of the broker. The report includes a list of the facts bearing upon the rating, including the specifics of any reported customer complaints or regulatory actions. A BrokerSnapshot report costs $39. Ask your Investor’s Watchdog representative about discounts on multiple reports.

This product provides basic protection against the broker with a history of customer abuse. Customers who are considering an ongoing relationship with a broker will want to protect themselves against problems that may arise in the future.

Investor’s Watchdog enhanced or maximum protection services provide ongoing monitoring that will alert the customer to future customer complaints or regulatory actions against their broker.

Customers who are considering investing in a hedge fund, a limited partnership, or any other non-registered investment, should consider the basic protection provided by an Investor’s Watchdog QualifEye™ analysis.

View a free sample BrokerSnapshot report.